-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Na+yCRPcLLhLE/vOb/FvQoov/7l23nGtESIdH5CBB43x0M7HqXz2qvz3gV9MnstC 4DCqxorMZY0dXMENOt1mvQ== 0000950109-01-000303.txt : 20010212 0000950109-01-000303.hdr.sgml : 20010212 ACCESSION NUMBER: 0000950109-01-000303 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43584 FILM NUMBER: 1530771 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLMES ARTHUR S CENTRAL INDEX KEY: 0000900395 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 35555 CURTIS BLVD CITY: EASTLAKE STATE: OH ZIP: 44059 BUSINESS PHONE: 2169462525 SC 13G 1 0001.htm SCHEDULE 13G SCHEDULE 13G

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 8)*

 

Chart Industries, Inc.   
(Name of Issuer)
 

Common Stock, $.01 par value per share
(Title of Class of Securities)
 

16115Q 10 0
(CUSIP Number)
 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

 

*  The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP NO.   16115Q 10 0                                       13G                                                  Page 2 of 5 Pages

 

1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS

Arthur S. Holmes

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) o
(b) o

 
3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:

5

SOLE VOTING POWER

3,878,933
6

SHARED VOTING POWER

3,845,872
7

SOLE DISPOSITIVE POWER

3,878,933
8

SHARED DISPOSITIVE POWER

3,845,872
9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,724,805
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
                                                                                                                                                                                      o
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

31.7%

12

TYPE OF REPORTING PERSON*

IN

*SEE INSTRUCTIONS BEFORE FILLING OUT!

CHART INDUSTRIES, INC.

Schedule 13G of Arthur S. Holmes
 
Item 1            
  (a).      Name of Issuer:  
            Chart Industries, Inc.  
         
Item 1        
  (b).      Address of Issuer's Principal Executive Offices:  
              5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124  
Item 2        
 

(a).      Name of Person Filing:

  
 

           Arthur S. Holmes

  
     
Item 2    
  (b).      Address of Principal Business Office or, if None, Residence:  
            5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124  
         
Item 2        
  (c).      Citzenship:  
            United States  
     
Item 2        
  (d).      Title of Class of Securities:  
              Common Stock, $.01 par value per share  
         
Item 2        
  (e).      CUSIP Number:  
              16115Q 10 0  
         
Item 3.        
              Not Applicable  

 

Page 3 of 5 pages
Item 4.   Ownership.  
 
(a)

Amount beneficially owned:
7,724,805 shares of Common Stock

  
 
(b)

Percentage of class:
31.7%

  
 

(c)

Number of shares as to which such person has:

  
(i)   

Sole power to vote or direct the vote: 3,878,933

  

(ii)  

Shared power to vote or direct the vote: 3,845,872

  
(iii)  

Sole power to dispose or direct the disposition of: 3,878,933

  
(iv)   Shared power to dispose or direct the disposition of: 3,845,872  
 

                               NOTE: On December 23, 1993, Arthur S. Holmes transferred 3,734,772 of the shares of Common Stock listed pursuant to Item 4(c)(ii) and (iv) above to the Christine H. Holmes Trust, Christine H. Holmes, Trustee.

 

 

  
 
Item 5. Ownership of Five Percent or Less of a Class.  
 
Not Applicable  
 
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.  
 
                           One hundred eleven thousand one hundred (111,100) shares of Common Stock (the "Shares") reported on this Schedule 13G are held by The Rock Foundation, of which Mr. Holmes and his wife, Christine H. Holmes, serve as trustees. In their capacities as trustees of the Foundation, Mr. and Mrs. Holmes each have the power to direct the receipt of dividends from, and the proceeds from the sale of, the Shares. The information set forth in the note to Item 4 ("Ownership") of this Schedule 13G is incorporated herein by reference.  
 
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.  
 
Not Applicable  
 
Item 8. Identification and Classification of  Members of the Group.  
 
Not Applicable  
 
Item 9. Notice of Dissolution of Group.  
 
Not Applicable  

Page 4 of 5 pages

 
Item 10. Certification.  
 
Not Applicable  
 

SIGNATURE

 

                    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 9, 2001
(Date)
/s/ Arthur S. Holmes
(Signature)
   
Arthur S. Holmes
(Name)

Page 5 of 5 pages

 -----END PRIVACY-ENHANCED MESSAGE-----